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Alternative Trading Systems
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191	Page 51 of 102 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-20 08:34:20** Financial markets Finance United States securities law Alternative display facility United States Securities and Exchange Commission Financial Industry Regulatory Authority Broker-dealer Electronic communication network Alternative Trading Systems Financial economics Stock market Investment
192	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-06 06:58:29 73rd United States Congress United States Securities and Exchange Commission Finance Financial markets Stock market Securities Exchange Act Alternative Trading Systems Stock exchange Futures contract Financial economics United States securities law Investment
193	Order Approving Proposed Rule Change to Allow FINRA to Grant Exemptions from Certain Equity Trade Reporting Obligations for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-07 11:15:01 Investment Business Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems ACT U.S. Securities and Exchange Commission Alternative display facility United States securities law Stock market Financial economics
194	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-19 17:56:02 United States Securities and Exchange Commission Economy of the United States Self-regulatory organizations Investment Stock market Securities Exchange Act Chicago Stock Exchange Security Alternative Trading Systems United States securities law Financial economics 73rd United States Congress
195	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-10 08:56:20 Stock market Economy of the United States Financial markets Alternative Trading Systems Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine ACT Alternative display facility United States securities law Financial economics Investment
196	Exhibit 5 to File No. SR-BYX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-15 09:49:27 Finance Algorithmic trading Regulation NMS Alternative Trading Systems Order Stock market Financial markets Financial economics Investment
197	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 12, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-13 12:32:16 Finance Chicago Stock Exchange Securities Exchange Act Order Algorithmic trading Alternative Trading Systems New York Stock Exchange Electronic communication network Market maker Financial markets Financial economics Investment
198	Notice of Filing of Proposed Rule Change to Create an Exemption from Certain Reporting Obligations under the Equity Trade Reporting Rules for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-26 12:52:06 Financial system Economy of the United States Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems Alternative display facility U.S. Securities and Exchange Commission ACT United States securities law Financial economics Self-regulatory organizations
199	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 4, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-07 08:55:06 Investment 73rd United States Congress United States Securities and Exchange Commission United States securities law Chicago Board Options Exchange Securities Exchange Act Securities regulation in the United States Option Alternative Trading Systems Financial economics Finance Financial markets
200	Notice of Filing of Proposed Rule Changes to Amend EDGX Rules to Add the Route Peg Order Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-29 10:32:40 Investment Finance Mathematical finance United States Securities and Exchange Commission Order Algorithmic trading Securities Exchange Act Alternative Trading Systems NASDAQ Financial economics Stock market Financial markets

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